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DFI urges investors to name a trusted contact By Laura Clewett Frankfort, KY - In an effort to advance investor protector efforts, the Kentucky Department of Financial Institutions (DFI) and the North American Securities Administrators Association (NASAA) announced a new campaign urging Kentuckians to provide their financial firms with a trusted contact. "Investors can take steps to help safeguard their investments from potential fraud by creating an extra layer of protection with a trusted contact," said Marni Rock Gibson, Director of DFI's Securities Division. "Your investment professional can assist you in getting a trusted contact in place for your accounts." A trusted contact is an individual authorized by an investor to be contacted by his or her financial firm in limited circumstances. These circumstances can include concerns about activity in the investor's account, or if the firm has been unable to reach the investor after numerous attempts. A trusted contact may be a family member, attorney, accountant or another reliable third party; investors may establish more than one trusted contact and may add or change a trusted contact at any time. Importantly, a trusted contact:
This story was posted on 2022-03-16 15:55:10
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Adair Co. Clerk's office seeking full-time deputy clerk DAY TRIP: Going to Anymore, Kentucky 7-County Area Courts for Wed 16 Mar 2022 Designate a Sober Driver this St. Patrick's Day 7-County Area Courts for Tue 15 Mar 2022 EDA meets Tuesday at Training & Development Center Free items offered in Printing Creations lobby Power outage, snow storm and time change Farmers Market vendors to meet Tuesday in Edmonton Phillip Coffey - Family Lore View even more articles in topic News |
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